RYAN PATRICK TOLLE

RYAN PATRICK TOLLE is currently employed as a Broker and/or Investment Adviser at FIDELITY BROKERAGE SERVICES LLC located at 23233 CINCO RANCH BLVD STE 125, KATY, TX, 77494.

RYAN PATRICK TOLLE has worked at FIDELITY BROKERAGE SERVICES LLC since March 14, 2001

Disclosure History

RYAN PATRICK TOLLE has 1 Disclosure Event(s).

Date: February 11, 2009
Category: Customer Dispute
Allegations: CUSTOMER ALLEGES THAT REGISTERED REPRESENTATIVE DID NOT FOLLOW HER INSTRUCTIONS TO REALLOCATE HER ROLLOVER ASSETS IN TO MORE CONSERVATIVE INVESTMENTS.
Damage Amount Requested: $7,000.00

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

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