SAFET MUSOVIC is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 1501 86TH STREET, BROOKLYN, NY, 11228.
SAFET MUSOVIC has worked at LPL FINANCIAL LLC since March 28, 2018
Disclosure History
SAFET MUSOVIC has 2 Disclosure Event(s).
Date: March 07, 2017 Category: Customer Dispute Allegations: Customer alleges that rep misled him regarding the investment. Damage Amount Requested: $16,000.00 Settlement Amount: $2,500.00 Broker Comment: The Firm settled with the client to avoid further litigation, as opposed to, acknowledging the merit of the customer's claims.
Date: August 14, 2013 Category: Customer Dispute Allegations: CUSTOMER ALLEGED THAT RECOMMENDATION OF MUNICIPAL BOND FUND IN AUGUST 2012 WASUNSUITABLE, AND ABOUT CHANGE IN VALUE REPORTED ON HIS MONTHLY STATEMENT.THE CUSTOMER ALLEGES THAT THERE WERE LOST/SOLEN SECURITIES IN HIS ACCOUNT. Damage Amount Requested: $21,265.69 Broker Comment: CLAIM HAS BEEN DENIED BY LPL. THE TRANSACTION WAS FULLY DISCUSSED, DOCUMENTED ANDAUTHORIZED. SANTANDER SECURITIES ALSO DENIED THE CLAIM. THERE WERE NO LOST OR STOLEN SECURITIES IN THE CUSTOMER ACCCOUNT. THE REDUCTION IN ACCOUNT VALUE WAS DUE TO NORMAL MARKET FLUCTUATIONS.
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BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.
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