SAGE TOMLIN BAHRE

SAGE TOMLIN BAHRE is currently employed as a Broker and/or Investment Adviser at EQUITY SERVICES, INC. located at 354 MOUNTAIN VIEW DR., SUITE 200, COLCHESTER, VT, 05446.

SAGE TOMLIN BAHRE has worked at EQUITY SERVICES, INC. since February 16, 2012

Disclosure History

SAGE TOMLIN BAHRE has 2 Disclosure Event(s).

Date: February 17, 2016
Category: Financial
Type: Bankruptcy
Disposition: Discharged

Date: April 27, 2009
Category: Customer Dispute
Allegations: CLIENT CLAIMS HE DID NOT UNDERSTAND HOW THE PRINCIPAL PLUS FOR LIFE RIDER WORKED.
Damage Amount Requested: $176,000.00
Broker Comment: CLIENT WANTED CLARIFICATION ON INVESTMENT NOT MONEY DAMAGES

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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