SALIM KIMIAGAR is currently employed as a Broker and/or Investment Adviser at WELLS FARGO CLEARING SERVICES, LLC located at 5820 CANOGA AVE, STE 100, WOODLAND HILLS, CA, 91367.
SALIM KIMIAGAR has worked at WELLS FARGO CLEARING SERVICES, LLC since June 06, 2012
Disclosure History
SALIM KIMIAGAR has 2 Disclosure Event(s).
Date: May 03, 2006 Category: Customer Dispute Allegations: CUSTOMERS ALLEGED MR. KIMIAGAR SOLD THEM A VARIABLE ANNUITY ON AUGUST 4, 2003, WITHOUT ADVISING THEM OF THE RISKS AND TAX CONSEQUENCES. Damage Amount Requested: $7,000.00
Date: November 15, 1995 Category: Customer Dispute Allegations: CUSTOMER CLAIMED THAT RESPONDENTS (BANK OFAMERICA, BA INVESTMENT SERVICES, AND SALIM KIMIAGAR)MISREPRESENTED THE SAFETY AND PROFITABILITY OF A MUTUAL FUNDAND THAT IT WAS UNSUITABLE OR IN ACCORDANCE WITH HER NEEDS. Damage Amount Requested: $6,539.56 Damages Granted: $7,481.44 Broker Comment: BANK OF AMERICA AND BA INVESTMENT SERVICES TOPAY TO CUSTOMER $6,180.51 PLUS INTEREST ($7,481.44) ANDFILING FEES. CLAIMS AGAINST SALIM KIMIAGAR WERE DISMISSED INTHEIR ENTIRETY.CUSTOMER HAD CONSULTED HER ATTORNEY &HER DAUGHTER BEFORE INVESTING IN THE FUND AND WAS FULLYINFOMRED OF ALL THE FACTS ABOUT INVESTING IN MUTUAL FUNDS. SHEHAD RECEIVED A SETTLEMENT FROM ANOTHER LAW SUIT RIGHT BEFOREINVESTING IN THE FUND AND WAS HOPEFULL TO GET ANOTHERSETTLEMENT BY FILING A LAW SUIT AGAINST A LARGE CORPORATIONSUCH AS BANK OF AMERICA & BAIS. SHE HAD ALSO FILED A LAWSUITAGAINST CITIBANK AND CITICORP AT THE SAME TIME. IN MY OPINION,SHE IS NOT ENTITLED TO THE MONEY THAT SHE WAS GIVEN. THANK YOU.
More Information
All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.
A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.
BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.
To view the full report for SALIM KIMIAGAR, click here.
The use of BrokerCheck data is subject to the BrokerCheck Terms of Use.
×
Outdated Information
If you discover any errors or outdated information on this Website, please contact us and we will promptly correct such errors or outdated information.
If BrokerCheck® is the source of such errors or outdated information, please contact FINRA at (301) 590-6500.
×
BrokerSearch Removal
Brokersearch.info will not fully remove items from this Website without an applicable court order designating them for removal. Investors rely on the information available on this Website to decide whether to choose or retain a broker or investment adviser.
Upon written request, we may remove certain page(s) from appearing in search engine results using the robots.txt protocol.
When a person searches for your name using Google, Bing, Yahoo! and other search engines the page(s) from Brokersearch.info would not appear in the search results.
Please contact us to learn more about Search Engine Removal.