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SALLY MARIE JERMAIN is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 3400 MT DIABLO BLVD, STE 17, LAFAYETTE, CA, 94549.
SALLY MARIE JERMAIN has worked at LPL FINANCIAL LLC since June 27, 2016
SALLY MARIE JERMAIN has 2 Disclosure Event(s).
Date: April 12, 2012All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.
A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.
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