SALVATORE BONETTI is currently employed as a Broker and/or Investment Adviser at MML INVESTORS SERVICES, LLC located at 75 LEIGHTON ROAD #3, FALMOUTH, ME, 04105.
SALVATORE BONETTI has worked at MML INVESTORS SERVICES, LLC since March 25, 2017
Disclosure History
SALVATORE BONETTI has 3 Disclosure Event(s).
Date: October 19, 2017 Category: Regulatory Initiated By: Office of Insurance and Safely Fire Commissioner State of Georgia Allegations: Representative entered into a consent order with the Office of Commissioner of Insurance, State of Georgia finding the representative had been involved in a FINRA administrative proceeding which was grounds for administrative action Resolution: Order Sanctions: The registered rep placed on probationary status for twelve (12) months starting November 7, 2017.
Date: June 09, 2016 Category: Regulatory
Date: January 14, 2015 Category: Employment Separation After Allegations Firm Name: MORGAN STANLEY Termination Type: Voluntary Resignation Allegations: AT TERMINATION, THE FIRM WAS CONDUCTING A REVIEW RELATED TO THE ACCURACY OF CLIENT CONTACT INFORMATION ENTERED IN THE FIRM'S RECORDS BY THE REGISTERED REPRESENTATIVE
More Information
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