SALVATORE ALFRED MONDELLO

SALVATORE ALFRED MONDELLO is currently employed as a Broker and/or Investment Adviser at CITIZENS SECURITIES, INC. located at 4 PLAZAWAY, MAIL STOP: MA678, FAIRHAVEN, MA, 02719.

SALVATORE ALFRED MONDELLO has worked at CITIZENS SECURITIES, INC. since December 15, 2015

Disclosure History

SALVATORE ALFRED MONDELLO has 1 Disclosure Event(s).

Date: January 23, 2017
Category: Customer Dispute
Allegations: Customer alleges that she advised that the VA she purchased in December 2013 would have plenty of liquidity and upside potential. Customer is requesting to waiver CDSC charges

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All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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