SAMANTHA HUANG LAU is currently employed as a Broker and/or Investment Adviser at RAYMOND JAMES FINANCIAL SERVICES, INC. located at 1111 SOUTH BERETANIA STREET, HONOLULU, HI, 96814.
SAMANTHA HUANG LAU has worked at RAYMOND JAMES FINANCIAL SERVICES, INC. since May 03, 2017
Disclosure History
SAMANTHA HUANG LAU has 1 Disclosure Event(s).
Date: July 18, 2011 Category: Customer Dispute Allegations: DAUGHTER OF CUSTOMER COMPLAINED THAT THE FIXED ANNUITIES PURCHASED BY HER MOTHER WERE UNSUITABLE. Damage Amount Requested: $17,444.15 Broker Comment: THE CUSTOMER REQUESTED THAT THE COMPLAINT BE WITHDRAWN AND THE MATTER CLOSED BECAUSE SHE DID NOT AUTHORIZE THE COMPLAINT. THE CUSTOMER FURTHER STATED THAT SHE UNDERSTOOD THE INVESTMENTS AND WAS SATISFIED WITH THEM.
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