SAMIR SURESHCHANDRA PARIKH

SAMIR SURESHCHANDRA PARIKH is currently employed as a Broker and/or Investment Adviser at MORGAN STANLEY located at 221 W PHILADELPHIA ST, STE 301, YORK, PA, 17401.

SAMIR SURESHCHANDRA PARIKH has worked at MORGAN STANLEY since June 01, 2009

Disclosure History

SAMIR SURESHCHANDRA PARIKH has 1 Disclosure Event(s).

Date: November 30, 1999
Category: Customer Dispute
Allegations: CLIENT'S ATTORNEY ALLEGED UNAUTHORIZED TRADING AND FAILURE TO FOLLOW INSTRUCTIONS (1998 - 1999)
Damage Amount Requested: $23,355.00
Broker Comment: THE CLIENT'S CLAIM WAS DENIED.

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

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