SANDRA YOUNG MEE CHO

SANDRA YOUNG MEE CHO is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 16501 VENTURA BOULEVARD, #400, ENCINO, CA, 91436.

SANDRA YOUNG MEE CHO has worked at LPL FINANCIAL LLC since June 26, 2015

Disclosure History

SANDRA YOUNG MEE CHO has 2 Disclosure Event(s).

Date: January 08, 2015
Category: Customer Dispute
Allegations: CLIENT ALLEGES MISREPRESENTATION REGARDING MANAGED ACCOUNT INVESTMENT. ACTIVITY DATES 12/09/2011-01/08/2015.
Damage Amount Requested: $5,000.00

Date: December 19, 2013
Category: Customer Dispute
Allegations: CLIENT ALLEGES MISREPRESENTATION REGARDING MANAGED ACCOUNT INVESTMENT. ACTIVITY DATES 01/17/2013-01/17/2013.
Damage Amount Requested: $140,000.00
Broker Comment: THE CLIENT COMPLAINED THAT A BRANCH MANAGER TOLD HIM HE WAS TO BE REFUNDED ALL MANAGEMENT FEES ON HIS MANAGED ACCOUNT. THE CLIENT WAS MISTAKEN AND WITHDREW THE COMPLAINT AFTER HE REALIZED HIS MISTAKE. THE CLIENT'S COMPLAINT ABOUT A REFUND OF HIS FEES WAS NOT DIRECTED AT SANDRA CHO. THE INDIVIDUAL IS STILL MS. CHO'S CLIENT.

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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