SANDRA MARIE RABON

SANDRA MARIE RABON is currently employed as a Broker and/or Investment Adviser at ALLSTATE FINANCIAL SERVICES, LLC located at 9500 Dorchester Rd Ste 204, Summerville, SC, 29485-4302.

SANDRA MARIE RABON has worked at ALLSTATE FINANCIAL SERVICES, LLC since August 08, 2015

Disclosure History

SANDRA MARIE RABON has 1 Disclosure Event(s).

Date: January 06, 2017
Category: Customer Dispute
Allegations: Failure to execute trade instructions. Allegation period was January 29, 2016.
Damage Amount Requested: $28,500.00
Settlement Amount: $29,534.74

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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