SANDRA STONER

SANDRA STONER is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 8840 SAVONA CT, NAPLES, FL, 34119.

SANDRA STONER has worked at LPL FINANCIAL LLC since June 07, 2018

Disclosure History

SANDRA STONER has 1 Disclosure Event(s).

Date: January 23, 2012
Category: Criminal
Charges: ABUSE OF A CHILD
Disposition: Reduced
Amended Charges: ASSAULT IN THE THIRD DEGREE
Amended Charge Type: MISDEMEANOR Amended Charge
Amended Charge Disposition: Pled guilty

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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