Sandy CHARLES Giglio is currently employed as a Broker and/or Investment Adviser at INNOVATION PARTNERS LLC located at 5950 FAIRVIEW ROAD, SUITE 806, CHARLOTTE, NC, 28210.
Sandy CHARLES Giglio has worked at INNOVATION PARTNERS LLC since June 17, 2016
Sandy CHARLES Giglio has 6 Disclosure Event(s).
Date: January 13, 2012 Category: Financial Type: Bankruptcy Broker Comment: COULD NOT PAY CURRENT DEBT AND MORTGAGE.
Date: October 08, 2009 Category: Financial Type: Bankruptcy Disposition: Discharged Broker Comment: CREDIT CARD DEBT TOO GREAT TO PAY OUT OF CURRENT EARNINGS.
Date: June 02, 1999 Category: Employment Separation After Allegations Firm Name: 1ST GLOBAL CAPITAL CORP Termination Type: Discharged Allegations: MR. GIGLIO FORGED SIGNATURE OF CLIENT ON A CHANGE OF BROKER/DEALER FORM. Broker Comment: MR. GIGLIO DID NOT PASS HIS SERIES 7 EXAME IN A TIMELY MANNER.
Date: September 11, 1997 Category: Customer Dispute Allegations: THAT THE REPRESENTIVE, SANDY GIGLIO FORGED A CLIENTS NAME ON A CHANGE OF BROKER DEALER FORM. NO MONEY SPECIFIED Damage Amount Requested: $20,000.00 Settlement Amount: $20,000.00
Date: June 23, 1997 Category: Regulatory
Date: March 15, 1996 Category: Customer Dispute Allegations: THAT THE REPRESENTATIVE, SANDY GIGLIO, FORGEDA CLIENTS NAME ON A CHANGE OF BROKER DEALER FORM. NO MONEYSPECIFIED. Settlement Amount: $20,000.00 Broker Comment: N/ANOT PROVIDED
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