SANFORD JAY COHEN is currently employed as a Broker and/or Investment Adviser at EQUITY SERVICES, INC. located at 1393 VETERANS MEMORIAL HWY., SUITE 314N, HAUPPAUGE, NY, 11788.
SANFORD JAY COHEN has worked at EQUITY SERVICES, INC. since July 02, 1987
Disclosure History
SANFORD JAY COHEN has 2 Disclosure Event(s).
Date: December 11, 2012 Category: Financial Type: Bankruptcy Disposition: Discharged
Date: February 25, 2009 Category: Customer Dispute Allegations: COMPLAINT ALLEGES THAT THE REPRESENTATIVE FAILED TO FOLLOW INSTRUCTIONS TO ALLOCATE A DEPOSIT MADE IN AUGUST 2008 TO CASH. AS A RESULT THE CLIENT IS CLAIMING DAMAGES ASSOCIATED WITH INVESTMENT LOSSES. ALLEGED COMPENSATORY DAMAGES WERE UNSPECIFIED SO AN ESTIMATE WAS CALCULATED FOR REPORTING PURPOSES. Damage Amount Requested: $77,503.00 Broker Comment: REPRESENTATIVE HAD RECEIVED LETTER OF INSTRUCTION FROM CLIENT INSTRUCTING HIM TO INVEST THE MONEY.
More Information
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