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SARA RENEE HORNICK

SARA RENEE HORNICK is currently employed as a Broker and/or Investment Adviser at USA FINANCIAL SECURITIES CORPORATION located at 1603 Barlow Street, Traverse City, MI, 49686.

SARA RENEE HORNICK has worked at USA FINANCIAL SECURITIES CORPORATION since January 23, 2017

Disclosure History

SARA RENEE HORNICK has 5 Disclosure Event(s).

Date: December 11, 2013
Category: Judgment / Lien
Judgment/Lien Amount: $8,850.00
Judgment/Lien Type: Civil

Date: March 16, 2011
Category: Judgment / Lien
Judgment/Lien Amount: $571.14
Judgment/Lien Type: Civil

Date: July 28, 2010
Category: Judgment / Lien
Judgment/Lien Amount: $4,245.00
Judgment/Lien Type: Civil

Date: July 29, 2009
Category: Judgment / Lien
Judgment/Lien Amount: $838.24
Judgment/Lien Type: Civil

Date: September 26, 2008
Category: Judgment / Lien
Judgment/Lien Amount: $1,308.19
Judgment/Lien Type: Civil

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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