SARA CECELIA MCKINNEY

SARA CECELIA MCKINNEY is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 10200 CORRALES RD NW, ALBUQUERQUE, NM, 87114.

SARA CECELIA MCKINNEY has worked at LPL FINANCIAL LLC since September 22, 2015

Disclosure History

SARA CECELIA MCKINNEY has 2 Disclosure Event(s).

Date: January 04, 2011
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

Date: July 08, 2008
Category: Financial
Type: Bankruptcy
Disposition: Discharged
Broker Comment: WAS GOING THROUGH DIVORCE AND BANKRUPTCY WAS NECESSARY AT THE TIME. ALL DEBTS WERE PAID AND CURRENT PRIOR TO THAT.

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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