Sarah Lynne Cecil

Sarah Lynne Cecil is currently employed as a Broker and/or Investment Adviser at EDWARD JONES located at 4740 44TH AVENUE S W, SUITE #102, SEATTLE, WA, 98116.

Sarah Lynne Cecil has worked at EDWARD JONES since August 30, 2011

Disclosure History

Sarah Lynne Cecil has 1 Disclosure Event(s).

Date: May 11, 1990
Category: Criminal
Charges: INTERFERENCE WITH RAILROAD PROPERTY TPC SEC. 28.07
Disposition: Reduced
Amended Charges: CLASS A MISDEMEANOR
Amended Charge Type: MISDEMEANOR Amended Charge
Amended Charge Disposition: PLEA NO CONTEST

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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