Sarah R Watson is currently employed as a Broker and/or Investment Adviser at AMERIPRISE FINANCIAL SERVICES, INC. located at 707 2nd Ave South, Minneapolis, MN, 55402-2405.
Sarah R Watson has worked at AMERIPRISE FINANCIAL SERVICES, INC. since January 06, 2017
Disclosure History
Sarah R Watson has 4 Disclosure Event(s).
Date: January 27, 2010 Category: Financial Type: Bankruptcy Disposition: Discharged Broker Comment: I WAS ADVISED BY AN ATTORNEY TO FILE BANKRUPTCY FOLLOWING THE SHORT SALE OF MY HOME IN ST. JOSEPH, MN. I HAD MOVED TO MINNEAPOLIS 2 YEARS EARLIER AND WAS PROHIBITED FROM RENTING THE HOUSE BY CITY LAW. I WAS NOT ABLE TO SELL THE HOUSE AT A PRICE THAT WOULD COVER EITHER THE 1ST MORTGAGE NOR THE HOME EQUITY ACCOUNT ASSOCIATED WITH THE PROPERTY PRIMARILY BECAUSE OF THE MANY FORECLOSURES IN THE IMMEDIATE NEIGHBORHOOD OF THE HOUSE AND IN THE CITY IN GENERAL. SINCE I HAD NO OTHER ASSETS AT THE TIME, I WAS ALSO UNABLE TO REPAY THE BALANCE OF THE HOME EQUITY ACCOUNT.
Date: December 21, 2009 Category: Financial Type: Compromise Disposition: Satisfied/Released
Date: December 18, 2009 Category: Financial Type: Compromise Disposition: Satisfied/Released
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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.
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