SAXTON W BARRETT is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 700 BISHOP ST STE 2100, HONOLULU, HI, 96813-4120.
SAXTON W BARRETT has worked at LPL FINANCIAL LLC since October 26, 2010
Disclosure History
SAXTON W BARRETT has 1 Disclosure Event(s).
Date: January 08, 2007 Category: Customer Dispute Allegations: CLIENT CLAIMS IR INFORMED HER SHE WOULD NOT BE PENALIZED FOR A 10% WITHDRAWAL FROM AN ANNUITY. CLIENT STATES WHEN SHE FILED HER TAXES SHE INCURRED A $8,000 PENALTY. CLIENT IS REQUESTING TO BE AT LEAST REIMBURSED $5,000 OF THIS PENALTY. Damage Amount Requested: $8,000.00 Settlement Amount: $5,000.00
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