SAYKE ROBERT REILLEY is currently employed as a Broker and/or Investment Adviser at OPPENHEIMER & CO. INC. located at 200 PARK AVENUE, 25TH FLOOR, NEW YORK, NY, 10166.
SAYKE ROBERT REILLEY has worked at OPPENHEIMER & CO. INC. since April 22, 2015
Disclosure History
SAYKE ROBERT REILLEY has 2 Disclosure Event(s).
Date: July 17, 2006 Category: Customer Dispute Allegations: CLIENT ALLEGES THAT MR. REILLEY MADE UNAUTHORIZED TRANSACTIONS IN HIS ACCOUNT. Damage Amount Requested: $9,075.00 Settlement Amount: $6,673.00
Date: November 09, 2000 Category: Regulatory Initiated By: NATIONAL ASSOCIATION OF SECURITIES DEALERS, INC. Allegations: FAILED TO COMPLY WITH AN ARBITRATION AWARD Resolution: Other SanctionDetails: Sanctions: Suspension Sanction Details: 12-04-00, NASD REGISTRATION SUSPENDED 11/09/00 FOR FAILING TO COMPLY WITH AN ARBITRATION AWARD IN ARBITRATION CASE #98-04460.[011014 33900]12-04-00, SUSPENSION OF NASD REGISTRATION LIFTED 11/28/00 DUE TO COMPLIANCE WITH THE TERMS OF THE SETTLEMENT AGREEMENT PER ODR E-MAIL. Broker Comment: AT NO TIME DID I INTEND TO DISCOUNT THE AUTHORITY OF THE NASD OR THE ARBITRATION PROCESS. FOR THE PERIOD IN QUESTION, THERE WAS A GRIEVANCE ON THE BALANCE OF SETTLEMENT DUE. THIS MATTER HAS SINCE THEN BEEN RECTIFIED BETWEEN ALL PARTIES INVOLVED. I APOLOGIZE FOR ANY INCONVENIENCE.
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