SCOTT GRAFTON BARNUM

SCOTT GRAFTON BARNUM is currently employed as a Broker and/or Investment Adviser at BMO NESBITT BURNS SECURITIES LTD. located at 1 FIRST CANADIAN PLACE, 40TH FLOOR, TORONTO, ONTARIO, , M5X 1H3.

SCOTT GRAFTON BARNUM has worked at BMO NESBITT BURNS SECURITIES LTD. since March 16, 1999

Disclosure History

SCOTT GRAFTON BARNUM has 1 Disclosure Event(s).

Date: April 01, 1996
Category: Regulatory

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

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