SCOTT LEE BAZATA

SCOTT LEE BAZATA is currently employed as a Broker and/or Investment Adviser at CETERA ADVISOR NETWORKS LLC located at 223 WEST 16TH STREET, KEARNEY, NE, 68845.

SCOTT LEE BAZATA has worked at CETERA ADVISOR NETWORKS LLC since May 29, 2008

Disclosure History

SCOTT LEE BAZATA has 1 Disclosure Event(s).

Date: March 01, 2011
Category: Customer Dispute
Allegations: CLIENTS ALLEGE THAT THE INSURANCE PRODUCTS SLD IN JANUARY 2009 WERE MISREPRESENTED BY REP.
Damage Amount Requested: $49,014.22

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All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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