SCOTT EDWARD BORDELON is currently employed as a Broker and/or Investment Adviser at SECURITIES AMERICA, INC. located at 72096 RAMOS AVENUE, SUITE D, COVINGTON, LA, 70433.
SCOTT EDWARD BORDELON has worked at SECURITIES AMERICA, INC. since July 09, 2015
Disclosure History
SCOTT EDWARD BORDELON has 2 Disclosure Event(s).
Date: August 19, 2002 Category: Customer Dispute Allegations: CLIENT ALLEGES THAT THE APPLICATION WAS MISLEADING AND THAT THE PROPER INVESTMENT SUPERVISION WAS NOT RECEIVED. Damage Amount Requested: $531,960.00
Date: March 27, 1996 Category: Customer Dispute Allegations: [CUSTOMERS] ALLEGED THE FOLLOWING: THAT I SOLEY WAS RESPONSIBLE FOR INVESTMENT DECISIONS BEGINNING IN 1986; THAT I PROVIDED MISLEADING STATEMENTS REGARDING THEIR INVESTMENT VALUES; THAT THE INVESTMENT WERE UNSUITABLE; THAT THEY WERE INCAPABLE OF DETERMING THE AMT. OF RISK IN THE INVEST; THAT I GUARANTEED CERTIAN PERFORMANCE OF THEIR INVESTMENT; I.E. NEGLIGENCE; BREACH OF CONTRACT & MISREPRESENTATION. Damage Amount Requested: $120,000.00 Broker Comment: THEN SUIT WAS DISMISSED. A SETTLEMENT AMT. OF $40,000 WAS PD. TO [SPOUSE] SOLEY BECAUSE THE COST TO DEFEND MY INNOCENCE WOULD BE WELL IN EXCESS OF THAT AMT. IN LITIGATION. SUBSTANTIAL AMTS OF TIME & MONEY HAD ALREADY BEEN SPENT DEFENDING MY INNOCNECE. THE SETTLEMENT AGREEMENT STATED THAT PAYMENT TO HER WAS NOT TO BE CONSTRUED AS AN ADMISSION OF LIABILI ON MY PART THAT I CONTINUE TO DENY ANY LIABILIT & THAT THE SETTLEMENT MERELY INTENDED TO AVOID LITIGATION & THE COSTS THEREOF.
More Information
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