Scott Casper Collison is currently employed as a Broker and/or Investment Adviser at EDWARD JONES located at 1517 NORTH HARRISON SUITE 102, PIERRE, SD, 57501.
Scott Casper Collison has worked at EDWARD JONES since August 21, 1985
Disclosure History
Scott Casper Collison has 1 Disclosure Event(s).
Date: March 23, 2001 Category: Customer Dispute Allegations: ON 1/28/00 THE CLIENTS PURCHASED $50,000 NEW PERSPECTIVE, $50,000 PUTNAM NEW OPPSAND $15,000 VAN KAMPEN FUNDS. THE CLIENTS STATE THEY DID NOT APPROVE OR AUTHORIZETHESE TRADES. THE CLIENTS HAVE UNREALIZED LOSSES EXCEEDING $40,000 IN THE THREEMUTUAL FUNDS. Damage Amount Requested: $40,000.00 Broker Comment: COLLISON STATES THE CLIENTS AUTHORIZED THE TRANSACTIONS IN QUESTION. COLLISONSTATES HE DISCUSSED THE FUND PURCHASES AND THE DIFFERENCES BETWEEN A SHARESAND B SHARES. THE CLIENTS RECEIVED TRADE CONFIRMS AS WELL AS CUSTOMER STATEMENTS WHICH REFLECT THESE TRANSACTIONS. CLAIM DENIED.
More Information
All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.
A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.
BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.
To view the full report for Scott Casper Collison, click here.
The use of BrokerCheck data is subject to the BrokerCheck Terms of Use.
×
Outdated Information
If you discover any errors or outdated information on this Website, please contact us and we will promptly correct such errors or outdated information.
If BrokerCheck® is the source of such errors or outdated information, please contact FINRA at (301) 590-6500.
×
BrokerSearch Removal
Brokersearch.info will not fully remove items from this Website without an applicable court order designating them for removal. Investors rely on the information available on this Website to decide whether to choose or retain a broker or investment adviser.
Upon written request, we may remove certain page(s) from appearing in search engine results using the robots.txt protocol.
When a person searches for your name using Google, Bing, Yahoo! and other search engines the page(s) from Brokersearch.info would not appear in the search results.
Please contact us to learn more about Search Engine Removal.