SCOTT ERIC DREYER is currently employed as a Broker and/or Investment Adviser at COMPASS POINT RESEARCH & TRADING, LLC located at 1055 Thomas Jefferson St., NW, Suite 303, WASHINGTON, DC, 20007.
SCOTT ERIC DREYER has worked at COMPASS POINT RESEARCH & TRADING, LLC since October 16, 2007
Disclosure History
SCOTT ERIC DREYER has 3 Disclosure Event(s).
Date: December 20, 2006 Category: Regulatory
Date: April 26, 2005 Category: Employment Separation After Allegations Firm Name: FRIEDMAN, BILLINGS, RAMSEY & COMPANY, INC. Termination Type: Voluntary Resignation Allegations: SECTION 17(A)OF THE SECURITIES ACT OF 1933; SECTION 10(B) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULE 10B-5 THEREUNDER; NASD RULES 2110, 2120 AND 3370.
Date: April 27, 1984 Category: Customer Dispute Allegations: CLAIMANT ALLEGED UNAUTHORIZED TRADING IN APRIL1984 AND ALLEGED DAMAGES IN THE AMOUNT OF $67,500.48 Damage Amount Requested: $67,500.48 Settlement Amount: $30,000.00 Broker Comment: $30,500 SETTLEMENT PAYMENT TO PLAINTIFFSUIT WAS SETTLED TO AVOID COST OF FURTHERLITIGATION. I DENY ANY WRONGDOING.
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