SCOTT ALLEN ENGELHARDT

SCOTT ALLEN ENGELHARDT is currently employed as a Broker and/or Investment Adviser at PFS INVESTMENTS INC. located at 9055 W POST RD, STE E, LAS VEGAS, NV, 89148.

SCOTT ALLEN ENGELHARDT has worked at PFS INVESTMENTS INC. since September 18, 1996

Disclosure History

SCOTT ALLEN ENGELHARDT has 8 Disclosure Event(s).

Date: February 01, 2016
Category: Financial
Type: Bankruptcy
Disposition: Dismissed
Broker Comment: THE BANKRUPTCY IS TO REORGANIZE AND ALSO DISCHARGE SOME FEDERAL TAX DEBTS FOR WHICH LIENS HAVE PREVIOUSLY BEEN FILED AGAINST ME AND REPORTED. UNDER THE ADVICE OF MY ATTORNEY, THIS SEEMS TO BE THE BEST APPROPRIATE ACTION. THE BANKRUPTCY WAS FILED TO ALLEVIATE TAX DEBT. I HAVE CHOSEN TO HAVE THE BANKRUPTCY DISMISSED AND WILL REMEDY THE REPAYMENT OF TAXES ON MY OWN.

Date: February 20, 2012
Category: Judgment / Lien
Judgment/Lien Amount: $944.00
Judgment/Lien Type: Tax
Broker Comment: FINRA DISCLOSURE REVIEW PROJECT

Date: April 23, 2010
Category: Financial
Type: Bankruptcy
Disposition: Discharged
Broker Comment: BANKRUPTCY WAS DUE TO A 50% DECREASE IN INCOME AND HIGH OFFICE EXPENSE. I WAS UNABLE TO MAINTAIN OFFICE AND HOME DURING THE TIME. I HAD TO CLAIM BANKRUPTCY TO END MY LEASE AND TO ALLIEVIATE MY MONTHLY BILLS.

Date: February 15, 2010
Category: Judgment / Lien
Judgment/Lien Amount: $493.00
Judgment/Lien Type: Tax
Broker Comment: FINRA DISCLOSURE REVIEW PROJECT

Date: October 15, 2009
Category: Judgment / Lien
Judgment/Lien Amount: $994.00
Judgment/Lien Type: Tax
Broker Comment: FINRA DISCLOSURE REVIEW PROJECT

Date: October 01, 2009
Category: Judgment / Lien
Judgment/Lien Amount: $1,031.00
Judgment/Lien Type: Tax
Broker Comment: I DISCOVERED THIS LIEN IN APRIL 2010 WHEN I RECEIVED A CREDIT REPORT PRIOR TO THIS. I HAVE MOVED MULTIPLE TIMES AND HAD NO WRITTEN NOTIFICATION THAT A LIEN HAD BEEN PLACED.

Date: October 01, 2009
Category: Judgment / Lien
Judgment/Lien Amount: $907.00
Judgment/Lien Type: Tax
Broker Comment: I DISCOVERED THIS LIEN IN APRIL 2010 WHEN I RECEIVED A CREDIT REPORT PRIOR TO THIS. I HAVE MOVED MULTIPLE TIMES AND HAD NO WRITTEN NOTIFICATION THAT A LIEN HAD BEEN PLACED.

Date: September 01, 2008
Category: Judgment / Lien
Judgment/Lien Amount: $14,656.00
Judgment/Lien Type: Tax
Broker Comment: I DISCOVERED THIS LIEN IN APRIL 2010 WHEN I RECEIVED A CREDIT REPORT PRIOR TO THIS. I HAVE MOVED MULTIPLE TIMES AND HAD NO WRITTEN NOTIFICATION THAT A LIEN HAD BEEN PLACED.

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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