SCOTT FOREST GLAZER

SCOTT FOREST GLAZER is currently employed as a Broker and/or Investment Adviser at WUNDERLICH SECURITIES, INC. located at 200 W. MADISON STREET, SUITE 2950, CHICAGO, IL, 60606.

SCOTT FOREST GLAZER has worked at WUNDERLICH SECURITIES, INC. since October 28, 2016

Disclosure History

SCOTT FOREST GLAZER has 2 Disclosure Event(s).

Date: December 07, 2012
Category: Customer Dispute
Allegations: PERSONAL REPRESENTATIVE OF THE CLIENT'S ESTATE CLAIMS THAT HE WAS NOT TOLD PROMPTLY THAT HE WAS REQUIRED TO CONFIRM EMAILED INSTRUCTIONS.

Date: October 27, 2008
Category: Customer Dispute
Allegations: CUSTOMER CLAIMED THE JULY 2008 PURCHASE OF AN OPPENHEIMER FUND WAS UNAUTHORIZED.
Damage Amount Requested: $11,000.00
Settlement Amount: $6,572.09

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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