Scott Hardie is currently employed as a Broker and/or Investment Adviser at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED located at 601 POYDRAS ST, NEW ORLEANS, LA, 70130.
Scott Hardie has worked at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED since October 09, 1996
Disclosure History
Scott Hardie has 2 Disclosure Event(s).
Date: June 09, 2009 Category: Customer Dispute Allegations: THE CUSTOMER ALLEGES UNSUITABLE INVESTMENT RECOMMENDATIONS. Damage Amount Requested: $50,462.00
Date: June 14, 2001 Category: Customer Dispute Allegations: CLIENT ALLEGES THAT HIS INSTRUCTIONS WERE NOT FOLLOWED. NO SPECIFIC DAMAGE AMOUNT ALLEGED. Broker Comment: THE CLIENTS ALLEGATION WAS FOUND TO BE WITHOUT MERIT AND THE COMPLAINT WAS CLOSED.
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