SCOTT ROBERT HOLLOWAY is currently employed as a Broker and/or Investment Adviser at CAMBRIDGE INVESTMENT RESEARCH, INC. located at 13984 W Bowles Ave Ste 102, STE 107, Littleton, CO, 80127.
SCOTT ROBERT HOLLOWAY has worked at CAMBRIDGE INVESTMENT RESEARCH, INC. since March 07, 2016
Disclosure History
SCOTT ROBERT HOLLOWAY has 1 Disclosure Event(s).
Date: September 07, 2016 Category: Customer Dispute Allegations: Time Frame: December 2013 through January 2016 Claimant alleges that Mr. Holloway's decision to invest Claimant's money primarily in high yield bonds caused him a loss of roughly $27,000. Damage Amount Requested: $31,873.00 Broker Comment: WHILE EMPLOYED AT THE FIRM, THE DEFENDANT WAS ENROLLED IN THE NEW FINANCIAL ADVISOR (NFA) PROGRAM AND WOULD DEFER ALL INVESTMENT PORTFOLIO ALLOCATION DECISIONS FOR THE PLAINTIFF TO THE SENIOR ADVISOR, A VICE PRESIDENT, ALSO ACTING ADVISOR ON THE PLAINTIFF'S ACCOUNT.
More Information
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