SCOTT MICHAEL JOHNSON

SCOTT MICHAEL JOHNSON is currently employed as a Broker and/or Investment Adviser at TRINITY EXECUTIONS, LLC located at 141 WEST JACKSON BLVD., SUITE 3900, CHICAGO, IL, 60604.

SCOTT MICHAEL JOHNSON has worked at TRINITY EXECUTIONS, LLC since January 18, 2013

Disclosure History

SCOTT MICHAEL JOHNSON has 1 Disclosure Event(s).

Date: October 02, 2004
Category: Criminal
Charges: THEFT OF PROPERTY
Disposition: Convicted
Broker Comment: MR JOHNSON LEFT AN ESTABLISHMENT CARRYING A COCKTAIL GLASS WHICH WAS PROPERTY OF THE PROPRIETOR.

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All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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