SCOTT IVARS KAULS is currently employed as a Broker and/or Investment Adviser at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED located at 225 S 6TH ST, MINNEAPOLIS, MN, 55402.
SCOTT IVARS KAULS has worked at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED since November 25, 1987
Disclosure History
SCOTT IVARS KAULS has 1 Disclosure Event(s).
Date: October 01, 2003 Category: Customer Dispute Allegations: THE ESTATE OF [CUSTOMER] ALLEGES FA RECOMMENDED UNSUITABLE INVESTMENT STRATEGIES FOR DECEDENT AND OVER-CONCENTRATED HIS ACCOUNTS IN TECHNOLOGY STOCKS. Damage Amount Requested: $615,088.00 Settlement Amount: $160,000.00 Broker Comment: SETTLED.
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