SCOTT W LIGGETT

SCOTT W LIGGETT is currently employed as a Broker and/or Investment Adviser at PRIVATE CLIENT SERVICES, LLC located at 6201 COLLEGE BLVD., 7TH FLOOR, OVERLAND PARK, KS, 66211.

SCOTT W LIGGETT has worked at PRIVATE CLIENT SERVICES, LLC since April 25, 2018

Disclosure History

SCOTT W LIGGETT has 1 Disclosure Event(s).

Date: July 01, 2004
Category: Regulatory
Initiated By: KANSAS BAR
Allegations: LATE PAYMENT OF ANNUAL BAR REGISTRATION FEE
Resolution: Consent SanctionDetails:
Sanctions: Monetary/Fine SanctionDetails:
Amount: $100.00 Sanction Details: ALTHOUGH I HAD MADE WHAT I THOUGHT WAS A TIMELY SUBMISSION OF MY ANNUAL BAR REGISTRATION FEES, I ULTIMATELY HAD TO PAY A $100 LATE FEE (JUNE 30, 2005). NO PENALTY WAS WAIVED.
Broker Comment: I HAD SENT MY ANNUAL BAR REGISTRATION FEE TO THE ADDRESS REFLECTED ON THE FORM VIA PRIORITY MAIL AND RECEIVED A DELIVERY CONFIRMATION REFLECTING A TIMELY SUBMISSION. THE KANSAS BAR ATTORNEY REGISTRATION OFFICE INDICATED THAT MY DELIVERY TO THE P.O. BOX WAS NOT DEEMED TO HAVING BEEN RECEIVED "AT" THEIR OFFICES. ULTIMATELY, I HAD TO PAY A $100 LATE FEE AND DURING THE RESOLUTION OF THE MATTER I BELIEVE I WAS TECHNICALLY SUSPENDED FROM PRACTICING LAW IN KANSAS; HOWEVER, I WAS NOT PRACTICING LAW DURING THIS TIME PERIOD. I FELT I SHOULD RAISE THIS AS IT IS THE ONLY MATTER IN MY PROFESSIONAL CAREER THAT I THOUGHT MIGHT FIT THESE DISCLOSURE CRITERIA.

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