SCOTT RAYMOND LLEWELLYN is currently employed as a Broker and/or Investment Adviser at RBC CAPITAL MARKETS, LLC located at 60 SOUTH SIXTH STREET, MINNEAPOLIS, MN, 55402-4422.
SCOTT RAYMOND LLEWELLYN has worked at RBC CAPITAL MARKETS, LLC since August 29, 2008
Disclosure History
SCOTT RAYMOND LLEWELLYN has 1 Disclosure Event(s).
Date: January 29, 1999 Category: Customer Dispute Allegations: CLIENT ALLEGED THAT THE PURCHASE OF A STOCKWAS MISREPRESENTED ALLEGED DAMAGES $10,000 SMITH BARNEY, INC. Damage Amount Requested: $10,000.00 Settlement Amount: $3,400.00 Broker Comment: THE CLAIM WAS SETTLED FOR A TOTAL OF $3,400 (3ACCOUNTS)NOT PROVIDED
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