SCOTT GERHART MCROY is currently employed as a Broker and/or Investment Adviser at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED located at 1 PARK PL, ANNAPOLIS, MD, 21401.
SCOTT GERHART MCROY has worked at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED since June 25, 1986
Disclosure History
SCOTT GERHART MCROY has 1 Disclosure Event(s).
Date: June 12, 2002 Category: Customer Dispute Allegations: CLIENT ALLEGES SHE WAS NOT MADE AWARE OF CERTAIN RISKS IN HER INVESTMENTS AND THAT HER EXPOSURE TO THOSE RISKS WAS INADVISABLE. NO SPECIFIC DAMAGES ALLEGED. Broker Comment: MERRILL LYNCH AND MR. MCROY DENIED ANY AND ALL WRONGDOING IN THIS MATTER. THE CLIENT GENERATED PROFITS FROM THE INVESTMENTS IN WHICH SHE COMPLAINS SHE INCURRED A LOSS.
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