SCOTT CHARLES NEWEL

SCOTT CHARLES NEWEL is currently employed as a Broker and/or Investment Adviser at ALLSTATE FINANCIAL SERVICES, LLC located at 6330 Sprint Pkwy Ste 225, Overland Park, KS, 66211-1172.

SCOTT CHARLES NEWEL has worked at ALLSTATE FINANCIAL SERVICES, LLC since December 14, 2016

Disclosure History

SCOTT CHARLES NEWEL has 1 Disclosure Event(s).

Date: December 01, 2008
Category: Financial
Type: Compromise
Disposition: Satisfied/Released
Broker Comment: THIS WAS AN ISOLATED INCIDENT, WE DID NOT INTEND TO BE IN THE POSITION WE WERE FINANCIALLY. I TOOK ON A JOB IN WHICH I WAS NOT MAKING ANY MONEY SO IT CAUSED US SOME FINANCIAL HARDSHIPS. WE FELT IT WAS IN OUR BEST INTEREST TO FIGURE OUT A WAY TO ALLEVIATE THE FINANCIAL PRESSURE WE WERE IN SO WE CONTACTED TOTAL DEBT SERVICES TO HELP US OUT. WE HAVE DONE OUR BEST TO MAKE GOOD ON ALL OUTSTANDING DEBTS TO A POINT IN WHICH WE ARE CURRENT.

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

To view the full report for SCOTT CHARLES NEWEL, click here.

The use of BrokerCheck data is subject to the BrokerCheck Terms of Use.