SCOTT ALLEN PEDERSON

SCOTT ALLEN PEDERSON is currently employed as a Broker and/or Investment Adviser at CHARLES SCHWAB & CO., INC. located at 14225 95TH AVE, SUITE #422, ORLAND PARK, IL, 60462.

SCOTT ALLEN PEDERSON has worked at CHARLES SCHWAB & CO., INC. since November 20, 1997

Disclosure History

SCOTT ALLEN PEDERSON has 1 Disclosure Event(s).

Date: May 15, 2008
Category: Customer Dispute
Allegations: CUSTOMER ALLEGES MISREPRESENTATION REGARDING A MUTUAL FUND PURCHASED ON 4/24/07.
Damage Amount Requested: $6,000.00

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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