SCOTT ALLEN PROCTOR

SCOTT ALLEN PROCTOR is currently employed as a Broker and/or Investment Adviser at TEXAS SECURITIES, INC. located at 4024 NAZARENE, SUITE B, CARROLLTON, TX, 75010.

SCOTT ALLEN PROCTOR has worked at TEXAS SECURITIES, INC. since April 03, 2017

Disclosure History

SCOTT ALLEN PROCTOR has 3 Disclosure Event(s).

Date: December 08, 2016
Category: Financial
Type: Bankruptcy

Date: October 01, 2012
Category: Financial
Type: Compromise
Disposition: Satisfied/Released
Broker Comment: RELATIONSHIP WITH VENDOR WAS RELATED TO A HEALTH CARE BUSINESS AND NON-FINANCIAL INDUSTRY RELATED.FORCED TO CLOSE THE BUSINESS FOLLOWING THE ECONOMIC CRISES FOLLOWING 2008-2009.

Date: April 18, 2012
Category: Financial
Type: Compromise
Disposition: Satisfied/Released
Broker Comment: RELATIONSHIP WITH VENDOR WAS RELATED TO A HEALTH CARE BUSINESS AND NON-FINANCIAL INDUSTRY RELATED.FORCED TO CLOSE THE BUSINESS FOLLOWING THE ECONOMIC CRISES FOLLOWING 2008-2009.

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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