SCOTT CHARLES ROBBINS is currently employed as a Broker and/or Investment Adviser at FELTL & COMPANY located at 319 Barry Avenue S., Suite 210, Wayzata, MN, 55391.
SCOTT CHARLES ROBBINS has worked at FELTL & COMPANY since August 12, 2013
Disclosure History
SCOTT CHARLES ROBBINS has 3 Disclosure Event(s).
Date: January 30, 2012 Category: Customer Dispute Allegations: CLAIMANT ALLEGES FA MADE UNSUITABLE INVESTMENT RECOMMENDATIONS. THE STATEMENT OF CLAIM DOES NOT CONTAIN ANY SPECIFIC DATES WHEN THE CONTESTED INVESTMENT ACTIVITY OCCURRED. Broker Comment: AFTER A FULL HEARING THE ARBITRATOR HAS DENIED ALL THE CLAIMANT'S CLAIMS IN THEIR ENTIRETY AND RECOMMENDED EXPUNGMENT OF THIS MATTER FROM THE RECORD OF SCOTT C. ROBBINS.
Date: January 22, 2008 Category: Customer Dispute Allegations: CUSTOMER ALLEGES UNAUTHORIZED PURCHASE AND MISREPRESENTATION OF CLOSED END FUND ON 5/25/2004. FUND SHARES WERE SOLD ON 6/10/2005. ALLEGING LOSS OF $5,236.37 PLUS INTEREST. Damage Amount Requested: $5,236.37
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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.
BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.
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