SCOTT ALAN SCHUMACHER is currently employed as a Broker and/or Investment Adviser at CETERA INVESTMENT SERVICES LLC located at 70 N BAYLEN STREET, PENSACOLA, FL, 32502.
SCOTT ALAN SCHUMACHER has worked at CETERA INVESTMENT SERVICES LLC since April 02, 2013
Disclosure History
SCOTT ALAN SCHUMACHER has 2 Disclosure Event(s).
Date: May 07, 2014 Category: Financial Type: Bankruptcy Disposition: Discharged Broker Comment: WELLS FARGO ADVISORS WANTED $135,000.00 TO PAY BACK UPFRONT MONEY I RECEIVED WHEN I WENT TO WORK FOR THEM. OFFERED TO PAY BANK HALF IN LUMP SUM, OR MONTHLY, THEY DID NOT ACCEPT TERMS.
Date: September 27, 1995 Category: Customer Dispute Allegations: PREVIOUSLY REPORTED Damage Amount Requested: $17,144.00 Settlement Amount: $10,000.00 Broker Comment: DEAN WITTER AGREED TO PAY THE CUSTOMER $10,000IN SETTLEMENT OF ALL CLAIMS WITHOUT ADMITTING LIABILITY. MR.SCHUMACHER DID NOT PARTICIPATE IN THE SETTLEMENT.MR. SCHUMACHER STATES THAT HE VEHEMENTLY DENIESANY ALLEGATIONS OF WRONGDOING.
More Information
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