Scott JEFFREY Spiegle is currently employed as a Broker and/or Investment Adviser at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED located at 30195 CHAGRIN BLVD, PEPPER PIKE, OH, 44124.
Scott JEFFREY Spiegle has worked at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED since September 12, 1996
Disclosure History
Scott JEFFREY Spiegle has 1 Disclosure Event(s).
Date: September 23, 2016 Category: Customer Dispute Allegations: The Customer alleges that the Financial Advisor failed to verify documents that contained forged signatures, resulting in misappropriation of funds, unsuitable investment recommendations and unauthorized trading. Damage Amount Requested: $1,300,000.00 Settlement Amount: $100,000.00
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