SCOTT ALLEN STAVN

SCOTT ALLEN STAVN is currently employed as a Broker and/or Investment Adviser at RAYMOND JAMES FINANCIAL SERVICES, INC. located at 2506 EAST BELTLINE, SUITE 1, HIBBING, MN, 55746.

SCOTT ALLEN STAVN has worked at RAYMOND JAMES FINANCIAL SERVICES, INC. since March 31, 1999

Disclosure History

SCOTT ALLEN STAVN has 2 Disclosure Event(s).

Date: February 12, 2016
Category: Customer Dispute
Allegations: Client is requesting to be reimbursed for losses on Linn Energy. She alleges that the stock should not have been recommended to her or purchased as it was not a suitable investment
Damage Amount Requested: $7,300.00

Date: November 09, 2015
Category: Customer Dispute
Allegations: Client alleges that she was sold a life insurance policy that was not suitable for her and that her advisor "pressured" her to keep her accounts at Raymond James.
Damage Amount Requested: $51,000.00

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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