SCOTT ANTHONY TRULIK

SCOTT ANTHONY TRULIK is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 3525 OCEAN VIEW BLVD, GLENDALE, CA, 91208.

SCOTT ANTHONY TRULIK has worked at LPL FINANCIAL LLC since April 08, 2004

Disclosure History

SCOTT ANTHONY TRULIK has 7 Disclosure Event(s).

Date: October 13, 2009
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

Date: July 15, 2009
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

Date: May 04, 2009
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

Date: February 10, 2009
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

Date: February 08, 2009
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

Date: January 23, 2009
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

Date: January 16, 2009
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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