SCOTT ALLEN VOLLRATH is currently employed as a Broker and/or Investment Adviser at PRUCO SECURITIES, LLC. located at 5875 LANDERBROOK DR, SUITE 110, MAYFIELD HEIGHTS, OH, 44124.
SCOTT ALLEN VOLLRATH has worked at PRUCO SECURITIES, LLC. since October 30, 1996
Disclosure History
SCOTT ALLEN VOLLRATH has 3 Disclosure Event(s).
Date: August 30, 2011 Category: Customer Dispute Allegations: REGARDING THE 2008 PURCHASE OF A VARIABLE ANNUITY, THE CLIENT ALLEGED THE AGENT FAILED TO DISCLOSE ALL THE FACTS REGARDING ADMIN CHARGES AND EXPENSES
Date: March 27, 2009 Category: Financial Type: Bankruptcy Disposition: Discharged Broker Comment: I WAS A PERSONAL GUARANTOR ON A LOAN FOR A PIZZERIA. THE PIZZERIA WAS NOT ABLE TO PAY THE LOAN BACK. SINCE I WAS A PERSONAL GUARANTOR, I WAS LIABLE FOR THE LOAN. I WAS NOT ABLE TO PAY THE LOAN AND HAD TO DECLARE A PERSONAL BANKRUPTCY. JUST FILED, AND NOT DISCHARGED YET.
Date: September 28, 1991 Category: Criminal Charges: TOOK HOTEL SIGNS WITHOUT PERMISSION CONTRARYTO AND IN VIOLATION OF SECTION 2913.02 OF THE REVISED CODE OFOHIO. Disposition: NO CONTEST, $25 FINE MISDEMEANOR Broker Comment: TWO FRIENDS AND MYSELF HAD BEEN WANDERING AROUNDTHIS HOTEL. ONE FRIEND AND MYSELF SEPARATED FROM THE OTHER ANDWERE TO MEET HIM IN THE LOBBY. AS IT TURNED OUT HE HAD TAKENSOME DIRECTIONAL SIGNS AND WAS CAUGHT. WHEN HOTEL EMPLOYEESFOUND OUT WE KNEW HIM THEY FILED THE COMPLAINT WITH US ALSO. IWAS 19 OR 20 AT THE TIME AND I MYSELF DID NOT TAKE ANYTHING NORDID ANY DAMAGE.
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