SCOTT MICHAEL ZAGURSKI is currently employed as a Broker and/or Investment Adviser at WELLS FARGO CLEARING SERVICES, LLC located at 2056 WESTINGS AVE STE 500, NAPERVILLE, IL, 60563.
SCOTT MICHAEL ZAGURSKI has worked at WELLS FARGO CLEARING SERVICES, LLC since May 15, 2006
Disclosure History
SCOTT MICHAEL ZAGURSKI has 2 Disclosure Event(s).
Date: November 08, 2008 Category: Customer Dispute Allegations: CLIENT ALLEGES HE ADVISED THE FA NOT TO HOLD ON TO ANY STOCK THAT DROPPED 10% AND FA FAILED TO FOLLOW HIS WISHES. (10/03/2000 - 02/29/2008) Damage Amount Requested: $120,000.00 Settlement Amount: $30,000.00 Broker Comment: FIRM FOUND NO ERROR BY FA. CLIENT ALLEGED STOPS WERE TO BE ON "STOCKS" BUT INVESTIGATION REVEALED CLIENT'S INTENT APPLIED TO MUTUAL FUNDS WHICH COULD NOT BE STOPPED OUT AND ACCOUNT DOCUMENTATION AND HISTORY DID NOT CONFIRM ALLEGATIONS.
Date: October 08, 1999 Category: Customer Dispute Allegations: CLIENT ALLEGES THAT I RECOMMENDED TWO MUTUAL FUNDS THAT SHEPURCHASED IN 1997, WHICH SHE FEELS ARE INAPPROPRIATE. Settlement Amount: $3,000.00 Broker Comment: THIS MATTER WAS SETTLED AS A BUSINESS DECISION TO AVOID THE COSTS AND UNCERTAINTY OF LITIGATION. I ASSERTS THAT THE CLIENT'S STATED INVESTMENT OBJECTIVES. I OPPOSED TO THIS SETTLEMENT AND WAS NOT ASKED TO CONTRIBUTE TO THIS SETTLEMENT.
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