SCOTT KEITH ZAWADZKI

SCOTT KEITH ZAWADZKI is currently employed as a Broker and/or Investment Adviser at WELLS FARGO CLEARING SERVICES, LLC located at ONE NORTH JEFFERSON AVENUE, MAIL CODE: H0004-050, ST. LOUIS, MO, 63103.

SCOTT KEITH ZAWADZKI has worked at WELLS FARGO CLEARING SERVICES, LLC since November 11, 2016

Disclosure History

SCOTT KEITH ZAWADZKI has 3 Disclosure Event(s).

Date: January 13, 2016
Category: Judgment / Lien
Judgment/Lien Amount: $8,309.02
Judgment/Lien Type: Civil

Date: December 14, 2015
Category: Judgment / Lien
Judgment/Lien Amount: $10,336.47
Judgment/Lien Type: Civil

Date: December 06, 2011
Category: Judgment / Lien
Judgment/Lien Amount: $11,561.10
Judgment/Lien Type: Civil

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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