SCOTT B ZUCKERMAN is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 1 HUNTINGTON QUADRANGLE SUITE 2C10, MELVILLE, NY, 11747.
SCOTT B ZUCKERMAN has worked at LPL FINANCIAL LLC since August 27, 2013
Disclosure History
SCOTT B ZUCKERMAN has 1 Disclosure Event(s).
Date: June 21, 2016 Category: Customer Dispute Allegations: CUSTOMER ALLEGES MISREPRESENTATION CONCERNING INVESTMENTS AND FAILURE TO SUPERVISE. Damage Amount Requested: $206,022.86 Settlement Amount: $68,196.84 Broker Comment: MATTER WAS SETTLED WITH NO ADMISSION OF LIABILITY, WHICH IS, WAS, AND REMAINS DENIED. MR. ZUCKERMAN DENIED ALL CLAIMS AS ALLEGED. MATTER WAS RESOLVED AS A BUSINESS DECISION BY THE FIRM TO AVOID POTENTIAL FUTURE COSTS AND MR. ZUCKERMAN DID NOT CONTRIBUTE TO THE SETTLEMENT. I DENY THE ALLEGATION THAT I MADE ANY MISREPRESENTATIONS TO THE CUSTOMER, AND DENY THAT I HAD ANY ROLE IN THE RECOMMENDATION OR PURCHASE OF ANY INVESTMENTS. I WAS NOT THE CLIENT'S REGISTERED REPRESENTATIVE, NOR WAS I THE SUPERVISOR OF THE CLIENT'S REGISTERED REPRESENTATIVE.
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