SEAN ALEXANDER HARDING is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 209 Martins Lane, Media, PA, 19063.
SEAN ALEXANDER HARDING has worked at LPL FINANCIAL LLC since July 27, 2012
Disclosure History
SEAN ALEXANDER HARDING has 2 Disclosure Event(s).
Date: July 14, 2006 Category: Customer Dispute Allegations: DECEASED CLIENTS WIFE ALLEGES THAT THE VARIABLE LIFE INSURANCE POLICY HER HUSBAND PURCHASED IN NOVEMBER OF 2002 WAS UNSUITABLE FOR THEIR FINANCIAL CIRCUMSTANCE. Damage Amount Requested: $6,583.40
Date: November 25, 1991 Category: Criminal Charges: AGGRAVATED ASSAULT - FELONY AND CONSPIRACY- FELONY - RECKLESS ENDANGERMENT PERSON - DISMISSED BY JUDGE SIMPLE ASSAULT - PROBATION FOR TWO YEARS Charge Type: FELONY Disposition: RECKLESS ENDANGERMENT WAS DISMISSED. SIMPLE ASSAULT - PROBATION FOR TWO YEARS AS OF 9/8/92. $25 MONTHLY SUPERVISION FEE WAS ALSO IMPOSED. Broker Comment: OCCURENCE WAS 11/25/91. I DEFENDED MYSELF WHEN ATTACKED BY AN OLD GIRLFRIEND'S BROTHER-IN-LAW AND FRIEND. THE MAN WAS NOT SERIOUSLY INJURED, BUT PRESSED CHARGES AGAINST ME. I ADMITTED HITTING THE INJURED MAN AND WAS CHARGED WITH SIMPLE ASSAULT.
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