SEAN CLAY MARKHAM

SEAN CLAY MARKHAM is currently employed as a Broker and/or Investment Adviser at KBD SECURITIES, LLC located at 470 PARK AVENUE SOUTH, NEW YOYK, NY, 10016.

SEAN CLAY MARKHAM has worked at KBD SECURITIES, LLC since May 27, 2008

Disclosure History

SEAN CLAY MARKHAM has 1 Disclosure Event(s).

Date: April 08, 2004
Category: Customer Dispute
Allegations: THE CUSTOMER ALLEGES THAT MR. MARKHAM RECOMMENDED MUTUAL FUNDS THAT WERE NOT SUITABLE FOR HER.
Damage Amount Requested: $16,800.00
Broker Comment: THE FIRM HAS INVESTIGATED THIS MATTER AND HAS CONCLUDED THAT THIS CLAIM IS WITHOUT MERIT.

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

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