SEAN RAYMOND MARTIN

SEAN RAYMOND MARTIN is currently employed as a Broker and/or Investment Adviser at AMERIPRISE FINANCIAL SERVICES, INC. located at 349 W Nationwide Blvd, Columbus, OH, 43215.

SEAN RAYMOND MARTIN has worked at AMERIPRISE FINANCIAL SERVICES, INC. since April 16, 2015

Disclosure History

SEAN RAYMOND MARTIN has 1 Disclosure Event(s).

Date: September 21, 2015
Category: Customer Dispute
Allegations: Customer alleges that she was under the impression that she was purchasing a retirement vehicle when she purchased a VUL policy in October 2014. She states that she has no dependants and requests that the policy be canceled or that she be able to reduce the face amount without surrender charges.
Damage Amount Requested: $6,857.00
Settlement Amount: $9,568.59

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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