SEAN DAVID NAVAGE is currently employed as a Broker and/or Investment Adviser at BMO HARRIS FINANCIAL ADVISORS, INC. located at 1990 W CHANDLER BLVD, CHANDLER, AZ, 85224.
SEAN DAVID NAVAGE has worked at BMO HARRIS FINANCIAL ADVISORS, INC. since August 01, 2012
Disclosure History
SEAN DAVID NAVAGE has 2 Disclosure Event(s).
Date: January 07, 2013 Category: Customer Dispute Allegations: ON MARCH 28, 2013, [CUSTOMER] ("CLAIMANT") AND BMO HARRIS FINANCIAL ADVISORS, INC. ("BHFA"), MIFA (MIFA MERGED INTO AND WITH BHFA ON AUGUST 1, 2012), SEAN NAVAGE AND [THIRD PARTY] ("RESPONDENTS") REACHED A FINAL SETTLEMENT IN THE MATTER. THIS MATTER INVOLVED A JOHN HANCOCK LIFE INSURANCE POLICY (THE "POLICY") PURCHASED ON JANUARY 19, 2011 AND ISSUED ON THE LIFE OF CLAIMANT'S DECEASED HUSBAND, [CUSTOMER] ("CLIENT"). JOHN HANCOCK REFUSED TO PAY DEATH BENEFITS ON THE POLICY DUE TO A RECENT CHANGE IN THE CLIENT'S MEDICAL HISTORY NOT BEING DISCLOSED TO JOHN HANCOCK PRIOR TO POLICY DELIVERY. THE PARTIES AGREED TO SETTLE THEIR VARIOUS CLAIMS IN THIS MATTER UPON THE RESPONDENTS AGREEMENT TO PAY, PARTIALLY THROUGH THEIR INSURER, THE SUM OF $125,000 TO CLAIMANT. Damage Amount Requested: $125,000.00 Settlement Amount: $125,000.00
Date: November 03, 2011 Category: Customer Dispute Allegations: CLIENT ALLEGES THE REP MISREPRESENTED THE PRODUCT WHEN IT WAS PURCHASED ON JANUARY 13, 2011. THE CLIENT ALLEGES HE WAS TOLD BY THE REP THAT HE WAS INVESTING IN A GUARANTEED PRODUCT THAT WOULD GROW AT A RATE OF 6% ANNUALLY. Damage Amount Requested: $50,000.00
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